Form 4 Tracker
CATERPILLAR INC
CAT

64 insider filings · Latest: May 13, 2026

Common Stock Transactions
Txn DateAcceptedInsiderTypeSharesAvg PriceValueShares OwnedFiling
Feb 2, 2026Feb 3 8:55 PMLange Bob DeGroup President
Sale
15,977$682.99$10.9M79,953(D)

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Feb 2, 2026Feb 2 10:49 PMDENISE C JOHNSON
Proposed Sale
39,138$681.07$26.7M

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Feb 2, 2026Feb 2 10:06 PMBOB DE LANGE
Proposed Sale
15,977$682.99$10.9M

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Feb 2, 2026Feb 2 10:02 PMANTHONY FASSINO
Proposed Sale
10,671$680.45$7.3M

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Dec 1, 2025Dec 1 10:14 PMAndrew R. J. Bonfield
Proposed Sale
20,000$575.76$11.5M

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Nov 11, 2025Nov 12 2:11 PMJASON KAISER
Proposed Sale
10,707$563.60$6.0M

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Nov 10, 2025Nov 10 9:02 PMANTHONY FASSINO
Proposed Sale
8,184$570.18$4.7M

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Nov 5, 2025Nov 5 9:42 PMWILLIAM SCHAUPP
Proposed Sale
1,200$572.22$686.7K

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Nov 5, 2025Nov 5 9:04 PMBOB DE LANGE
Proposed Sale
14,638$562.36$8.2M

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Oct 10, 2025Oct 10 8:48 PMDonald James Umpleby III
Proposed Sale
17,166$491.30$8.4M

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Sep 22, 2025Sep 22 9:39 PMDonald James Umpleby III
Proposed Sale
17,166$472.10$8.1M

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Sep 2, 2025Sep 2 9:11 PMDonald James Umpleby, III
Proposed Sale
17,168$416.05$7.1M

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Aug 15, 2025Aug 15 7:57 PMSCHWAB SUSAN C
Proposed Sale
2,324$408.47$949.3K

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Aug 11, 2025Aug 11 8:05 PMJASON KAISER
Proposed Sale
4,091$417.70$1.7M

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May 14, 2025May 14 9:24 PMJohnson Cheryl H
Proposed Sale
2,819$349.53$985.3K

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Feb 18, 2025Feb 18 9:49 PMKaiser Jason
Proposed Sale
2,425$354.70$860.1K

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Nov 29, 2024Nov 29 7:21 PMFassino Anthony D.
Proposed Sale
6,279$408.59$2.6M

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Nov 25, 2024Nov 25 11:30 PMAndrew Bonfield
Proposed Sale
20,000$397.49$7.9M

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Nov 7, 2024Nov 7 10:30 PMDe Lange Bob
Proposed Sale
12,657$383.37$4.9M

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Nov 4, 2024Nov 4 8:40 PMJohnson Cheryl H
Proposed Sale
2,664$378.84$1.0M

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Stock Options & Derivatives
Txn DateAcceptedInsiderTypeSharesExercise PriceShares OwnedFiling
May 13, 2026May 14 6:47 PMDenise C JohnsonGroup President
Option Exercise
7,900$196.7016,078(D)

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May 11, 2026May 12 5:37 PMAnthony D. FassinoGroup President
Option Exercise
21,403$219.760(D)

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May 8, 2026May 12 5:23 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
1,394$897.451,394(D)

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May 6, 2026May 7 9:35 PMLange Bob DeGroup President
Option Exercise
28,105$127.6028,105(D)

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May 6, 2026May 7 9:34 PMAnthony D. FassinoGroup President
Option Exercise
12,000$219.7621,403(D)

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May 6, 2026May 7 9:34 PMJ R Bonfield AndrewCFO Emeritus
Option Exercise
23,054$338.657,450(D)

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May 5, 2026May 6 10:27 PMRodney Michael ShurmanGroup President
Option Exercise
5,639$253.980(D)

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May 4, 2026May 5 11:07 PMJason KaiserGroup President
Option Exercise
7,917$253.980(D)

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Apr 24, 2026Apr 27 6:23 PMJoseph E CreedChief Executive Officer
Grant/Award
1911,409(D)

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Mar 31, 2026Apr 1 5:23 PMDavid MaclennanDirector
Grant/Award
33453(D)

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Mar 26, 2026Mar 27 6:14 PMJoseph E CreedChief Executive Officer
Grant/Award
311,583(D)

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Mar 13, 2026Mar 16 9:15 PMJoseph E CreedChief Executive Officer
Grant/Award
42811,433(D)

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Mar 13, 2026Mar 16 9:14 PMJason KaiserGroup President
Grant/Award
1865,564(D)

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Mar 6, 2026Mar 10 3:41 PMJason KaiserGroup President
Grant/Award
1065,520(D)

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Mar 6, 2026Mar 10 3:39 PMJoseph E CreedChief Executive Officer
Grant/Award
21411,293(D)

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Mar 2, 2026Mar 4 11:20 PMWilliam E SchauppChief Accounting Officer
Grant/Award
285$752.18285(D)

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Mar 2, 2026Mar 4 11:19 PMRodney Michael ShurmanGroup President
Grant/Award
3,681$752.183,681(D)

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Mar 2, 2026Mar 4 11:17 PMChristine M PambianchiChief Human Resources Officer
Grant/Award
3,221$752.183,221(D)

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Mar 2, 2026Mar 4 11:16 PMDerek OwensCLO & General Counsel
Grant/Award
3,865$752.183,865(D)

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Mar 2, 2026Mar 4 11:15 PMDenise C JohnsonGroup President
Grant/Award
4,601$752.184,601(D)

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