Form 4 Tracker
CATERPILLAR INC
CAT

64 insider filings · Latest: May 13, 2026

Common Stock Transactions
Txn DateAcceptedInsiderTypeSharesAvg PriceValueShares OwnedFiling
Feb 23, 2026Feb 25 12:36 AMRodney Michael ShurmanGroup President
Sale
2,278$759.61$1.7M1,443(D)

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Feb 23, 2026Feb 23 9:10 PMRODNEY M SHURMAN
Proposed Sale
2,278$759.61$1.7M

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Feb 17, 2026Feb 18 7:44 PMRodney Michael ShurmanGroup President
Sale
1,764$763.39$1.3M1,440(D)

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Feb 17, 2026Feb 18 7:43 PMWilliam E SchauppChief Accounting Officer
Sale
972$764.20$742.8K824(D)

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Feb 17, 2026Feb 17 10:53 PMWILLIAM SCHAUPP
Proposed Sale
972$764.20$742.8K

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Feb 17, 2026Feb 17 9:59 PMRODNEY M SHURMAN
Proposed Sale
1,764$763.39$1.3M

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Feb 13, 2026Feb 17 4:10 PMAnthony D. FassinoGroup President
Sale
7,891$776.90$6.1M46,643(D)

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Feb 13, 2026Feb 13 9:29 PMANTHONY FASSINO
Proposed Sale
7,891$776.90$6.1M

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Feb 11, 2026Feb 13 8:14 PMLange Bob DeGroup President
Sale
12,507$767.08$9.6M84,997(D)

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Feb 12, 2026Feb 13 8:13 PMJason KaiserGroup President
Sale
1,690$776.70$1.3M8,661(D)

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Feb 12, 2026Feb 12 9:02 PMJASON KAISER
Proposed Sale
1,691$776.70$1.3M

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Feb 11, 2026Feb 11 9:22 PMBOB DE LANGE
Proposed Sale
12,507$767.08$9.6M

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Feb 6, 2026Feb 9 5:54 PMLange Bob DeGroup President
Sale
22,656$720.11$16.3M79,953(D)

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Feb 6, 2026Feb 9 5:51 PMAnthony D. FassinoGroup President
Sale
6,033$722.15$4.4M41,151(D)

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Feb 6, 2026Feb 6 10:18 PMBOB DE LANGE
Proposed Sale
22,656$720.11$16.3M

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Feb 6, 2026Feb 6 9:04 PMANTHONY FASSINO
Proposed Sale
6,033$722.15$4.4M

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Feb 4, 2026Feb 5 8:07 PMLange Bob DeGroup President
Sale
16,070$704.97$11.3M79,953(D)

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Feb 2, 2026Feb 4 10:11 PMDenise C JohnsonGroup President
Sale
39,138$681.08$26.7M43,350(D)

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Feb 4, 2026Feb 4 9:02 PMBOB DE LANGE
Proposed Sale
16,070$704.97$11.3M

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Feb 2, 2026Feb 3 8:56 PMAnthony D. FassinoGroup President
Sale
10,671$680.45$7.3M41,151(D)

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Stock Options & Derivatives
Txn DateAcceptedInsiderTypeSharesExercise PriceShares OwnedFiling
May 13, 2026May 14 6:47 PMDenise C JohnsonGroup President
Option Exercise
7,900$196.7016,078(D)

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May 11, 2026May 12 5:37 PMAnthony D. FassinoGroup President
Option Exercise
21,403$219.760(D)

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May 8, 2026May 12 5:23 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
1,394$897.451,394(D)

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May 6, 2026May 7 9:35 PMLange Bob DeGroup President
Option Exercise
28,105$127.6028,105(D)

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May 6, 2026May 7 9:34 PMAnthony D. FassinoGroup President
Option Exercise
12,000$219.7621,403(D)

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May 6, 2026May 7 9:34 PMJ R Bonfield AndrewCFO Emeritus
Option Exercise
23,054$338.657,450(D)

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May 5, 2026May 6 10:27 PMRodney Michael ShurmanGroup President
Option Exercise
5,639$253.980(D)

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May 4, 2026May 5 11:07 PMJason KaiserGroup President
Option Exercise
7,917$253.980(D)

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Apr 24, 2026Apr 27 6:23 PMJoseph E CreedChief Executive Officer
Grant/Award
1911,409(D)

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Mar 31, 2026Apr 1 5:23 PMDavid MaclennanDirector
Grant/Award
33453(D)

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Mar 26, 2026Mar 27 6:14 PMJoseph E CreedChief Executive Officer
Grant/Award
311,583(D)

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Mar 13, 2026Mar 16 9:15 PMJoseph E CreedChief Executive Officer
Grant/Award
42811,433(D)

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Mar 13, 2026Mar 16 9:14 PMJason KaiserGroup President
Grant/Award
1865,564(D)

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Mar 6, 2026Mar 10 3:41 PMJason KaiserGroup President
Grant/Award
1065,520(D)

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Mar 6, 2026Mar 10 3:39 PMJoseph E CreedChief Executive Officer
Grant/Award
21411,293(D)

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Mar 2, 2026Mar 4 11:20 PMWilliam E SchauppChief Accounting Officer
Grant/Award
285$752.18285(D)

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Mar 2, 2026Mar 4 11:19 PMRodney Michael ShurmanGroup President
Grant/Award
3,681$752.183,681(D)

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Mar 2, 2026Mar 4 11:17 PMChristine M PambianchiChief Human Resources Officer
Grant/Award
3,221$752.183,221(D)

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Mar 2, 2026Mar 4 11:16 PMDerek OwensCLO & General Counsel
Grant/Award
3,865$752.183,865(D)

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Mar 2, 2026Mar 4 11:15 PMDenise C JohnsonGroup President
Grant/Award
4,601$752.184,601(D)

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