Form 4 Tracker
CATERPILLAR INC
CAT

64 insider filings · Latest: May 13, 2026

Common Stock Transactions
Txn DateAcceptedInsiderTypeSharesAvg PriceValueShares OwnedFiling
Nov 1, 2024Nov 1 9:03 PMSchaupp William E
Proposed Sale
968$380.98$368.8K

View →

Aug 30, 2024Aug 30 9:07 PMFassino Anthony D.
Proposed Sale
3,185$351.36$1.1M

View →

Aug 22, 2024Aug 22 9:17 PMJohnson Cheryl H
Proposed Sale
2,975$342.48$1.0M

View →

Nov 6, 2024DICKINSON INVESTMENTS LLC
Proposed Sale
1,300$418.00$543.4K

View →

Nov 6, 2024Fassino Anthony D.
Proposed Sale
5,509$409.84$2.3M

View →

← Previous

Page 4 of 4

Stock Options & Derivatives
Txn DateAcceptedInsiderTypeSharesExercise PriceShares OwnedFiling
May 13, 2026May 14 6:47 PMDenise C JohnsonGroup President
Option Exercise
7,900$196.7016,078(D)

View →

May 11, 2026May 12 5:37 PMAnthony D. FassinoGroup President
Option Exercise
21,403$219.760(D)

View →

May 8, 2026May 12 5:23 PMKyle Joseph EpleyChief Financial Officer
Grant/Award
1,394$897.451,394(D)

View →

May 6, 2026May 7 9:35 PMLange Bob DeGroup President
Option Exercise
28,105$127.6028,105(D)

View →

May 6, 2026May 7 9:34 PMAnthony D. FassinoGroup President
Option Exercise
12,000$219.7621,403(D)

View →

May 6, 2026May 7 9:34 PMJ R Bonfield AndrewCFO Emeritus
Option Exercise
23,054$338.657,450(D)

View →

May 5, 2026May 6 10:27 PMRodney Michael ShurmanGroup President
Option Exercise
5,639$253.980(D)

View →

May 4, 2026May 5 11:07 PMJason KaiserGroup President
Option Exercise
7,917$253.980(D)

View →

Apr 24, 2026Apr 27 6:23 PMJoseph E CreedChief Executive Officer
Grant/Award
1911,409(D)

View →

Mar 31, 2026Apr 1 5:23 PMDavid MaclennanDirector
Grant/Award
33453(D)

View →

Mar 26, 2026Mar 27 6:14 PMJoseph E CreedChief Executive Officer
Grant/Award
311,583(D)

View →

Mar 13, 2026Mar 16 9:15 PMJoseph E CreedChief Executive Officer
Grant/Award
42811,433(D)

View →

Mar 13, 2026Mar 16 9:14 PMJason KaiserGroup President
Grant/Award
1865,564(D)

View →

Mar 6, 2026Mar 10 3:41 PMJason KaiserGroup President
Grant/Award
1065,520(D)

View →

Mar 6, 2026Mar 10 3:39 PMJoseph E CreedChief Executive Officer
Grant/Award
21411,293(D)

View →

Mar 2, 2026Mar 4 11:20 PMWilliam E SchauppChief Accounting Officer
Grant/Award
285$752.18285(D)

View →

Mar 2, 2026Mar 4 11:19 PMRodney Michael ShurmanGroup President
Grant/Award
3,681$752.183,681(D)

View →

Mar 2, 2026Mar 4 11:17 PMChristine M PambianchiChief Human Resources Officer
Grant/Award
3,221$752.183,221(D)

View →

Mar 2, 2026Mar 4 11:16 PMDerek OwensCLO & General Counsel
Grant/Award
3,865$752.183,865(D)

View →

Mar 2, 2026Mar 4 11:15 PMDenise C JohnsonGroup President
Grant/Award
4,601$752.184,601(D)

View →

Page 1 of 2

Next →